Richard Carnes, financial advisor Winder GA

Richard Carnes

CRD Number: 2239976
Current Firm: Lincoln Investment

Richard Carnes (CRD# 2239976) is an Investment Advisor Representative working at Lincoln Investment in Winder, GA and has over 31 years of experience in the finance industry.

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Company Name Location Dates Years
Capital Analysts Fort Washington, PA May 2023 - Current < 1
Lincoln Investment Winder, GA Jan 2017 - Current 7
Legend Equities Corporation Palm Beach Gardens, FL Nov 2005 - Jan 2017 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1992
S65 NASAA Investment Advisors Law Examination Jun 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Richard A. Carnes
Phone Number: 215-887-8111
Registered State(s):
  • GA
By the Numbers
  • Total Assets Under Management
    15,356
    MILLIONS
  • Total Number of Accounts
    200,217
    ACCOUNTS
  • Average Account Value
    $76,696
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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