Mark WestonCRD Number: 1405373
Current Firm: Ubs Financial Services Inc.
Mark Weston (CRD# 1405373) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Windermere, FL and has over 31 years of experience in the finance industry.
Ameriprise Financial Services, Inc.
American Financial Advisors Inc.
Alconbury Trust L.l.c
|Ubs Financial Services Inc.||Charlotte, NC||Nov 2008 - Current||8|
|Morgan Stanley & Company, Incorporated||Windermere, FL||Apr 2007 - Nov 2008||1|
|Dean Witter Reynolds Inc.||Charlotte, NC||Aug 1985 - Apr 2007||21|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1985|
|S65||NASAA Investment Advisors Law Examination||Sep 1994|
Total Assets Under Management358,253MILLIONS
Total Number of Accounts860,383ACCOUNTS
Average Account Value$416,388
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV