Michael RomeroCRD Number: 4411973
Current Firm: Wealth Management Advisors Ria, Inc.
Michael Romero (CRD# 4411973) is an Investment Advisor Representative working at Wealth Management Advisors Ria, Inc. in Windsor, CO and has over 19 years of experience in the finance industry.
Raymond James & Associates, Inc.
Wells Fargo Advisors Financial Network, LLC
|Wealth Management Advisors Ria, Inc.||Windsor, CO||Jun 2020 - Current||2|
|Wealth Management Advisors Ria, Inc.||Windsor, CO||Apr 2020 - Current||2|
|Wealth Management Advisors, Inc.||Windsor, CO||Feb 2001 - Current||21|
|Michael Romero, Sole Proprietor||Windsor, CO||Jan 1995 - Current||27|
|Dmk Advisor Group, Inc.||Lakewood, CO||May 2011 - Sep 2021||10|
|355 Eastman Park Dr #200||Windsor, CO||Apr 2002 - Apr 2020||18|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 2003|
|S66||NASAA Uniform Combined State Law Examination||May 2009|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management17MILLIONS
Total Number of Accounts157ACCOUNTS
Average Account Value$107,233
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
CA, CO, NM, TX
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