Steven Bates, financial advisor Winnfield LA
93 score

Steven Bates

CRD Number: 5312841
Current Firm: On Investment Management Co

Steven Bates (CRD# 5312841) is an Investment Advisor Representative working at On Investment Management Co in Winnfield, LA and has over 6 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
The O.n. Equity Sales Company Cincinnati, OH Oct 2009 - Current 7
Ohio National Financial Services Cincinnati, OH Sep 2009 - Current 7
Steven F. Bates, Cpa, LLC Winnfield, LA Jul 2007 - Current 9
Madison Avenue Securities, Inc. Winnfield, LA Mar 2007 - Oct 2009 2
White & Bates Cpa Winnfield, LA Oct 1985 - Jul 2007 21
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2010
Contact Info for Steven F. Bates
Phone Number: 855-262-0913
Registered State(s):
  • LA
By the Numbers
  • Total Assets Under Management
    832
    MILLIONS
  • Total Number of Accounts
    6,888
    ACCOUNTS
  • Average Account Value
    $120,767
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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