Dianna Hoffman, financial advisor Winston Salem NC
93 score

Dianna Hoffman

CRD Number: 5317018
Current Firm: Cuso Financial Services, LP

Dianna Hoffman (CRD# 5317018) is an Investment Advisor Representative working at Cuso Financial Services, LP in Winston Salem, NC and has over 10 years of experience in the finance industry.

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Company Name Location Dates Years
Allegacy Federal Credit Union Winston Salem, NC Mar 2017 - Current 1
Cuso Financial Services, LP San Diego, CA Mar 2017 - Current 1
Wells Fargo Clearing Services, LLC Winston Salem, NC Nov 2016 - Feb 2017 < 1
Wells Fargo Bank, Na Winston Salem, NC Jan 2015 - Feb 2017 2
Wells Fargo Advisors, LLC Winston Salem, NC Feb 2015 - Nov 2016 1
Metlife Securities Winston-salem, NC Apr 2008 - Jan 2015 6
Northwestern Mutual Life Insurance Company Milwaukee, WI Mar 2007 - Apr 2008 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2007
S65 NASAA Investment Advisors Law Examination Apr 2012
Contact Info for Dianna S. Hoffman
Phone Number: 858-530-4400
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    1,808
    MILLIONS
  • Total Number of Accounts
    9,438
    ACCOUNTS
  • Average Account Value
    $191,594
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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