Gregory Trauth, financial advisor Winston Salem NC
81 score

Gregory Trauth

CRD Number: 5588698
Current Firm: Wells Fargo Advisors, LLC

Gregory Trauth (CRD# 5588698) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Winston Salem, NC and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Wachovia Bank, N.a. Greensboro, NC Aug 2009 - Current 7
Wells Fargo Advisors LLC Greensboro, NC May 2009 - Current 7
Wachovia Bank, N.a. Winston-salem, NC Mar 2009 - Aug 2009 < 1
Wachovia Securities, LLC Winston-salem, NC Mar 2009 - May 2009 < 1
Northwestern Mutual Life Insurance Company Milwaukee, WI Sep 2008 - Mar 2009 < 1
Northwestern Mutual Investment Services LLC Greensboro, NC Sep 2008 - Mar 2009 < 1
Wachovia Bank, N.a. Clemmons, NC Apr 2006 - Sep 2008 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2009
S65 NASAA Investment Advisors Law Examination Jun 2009
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Gregory M. Trauth
Phone Number: 314-875-3000
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
81

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