Katherine Roberts, financial advisor Winston Salem NC
90 score

Katherine Roberts

CRD Number: 6149519
Current Firm: Northwestern Mutual Investment Services,llc

Katherine Roberts (CRD# 6149519) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Winston Salem, NC and has over 3 years of experience in the finance industry.

Similar Advisors
Robert Russell, financial advisor Winston Salem NC
Robert G. Russell
CRD# 2614704
Nfp Advisor Services, LLC
Score
103
Similar Advisors
Albert Seymour, financial advisor Winston Salem NC
Albert H. Seymour
CRD# 2372093
Ameriprise Financial Services, Inc.
Score
101
Similar Advisors
Glenn Mosseller, financial advisor Winston Salem NC
Glenn W. Mosseller
CRD# 6009605
Horter Investment Management, LLC
Score
97
Company Name Location Dates Years
Northwestern Mutual Life Insurance Company Milwaukee, WI Mar 2016 - Current < 1
Northwestern Mutual Investment Services LLC Winston Salem, NC Apr 2015 - Current 1
J Ward Winston Salem, NC Feb 2015 - Mar 2016 1
Richard Wagner Winston Salem, NC Feb 2015 - Mar 2016 1
Robert Kluttz Winston Salem, NC Feb 2015 - Mar 2016 1
Robert Dickerson Winston Salem, NC Feb 2015 - Mar 2016 1
Ameriprise Financial Greensboro, NC Oct 2013 - Jan 2015 1
Edward Jones Greensboro, NC Jan 2013 - Sep 2013 < 1
Roberts And Associates Hattiesburg, MS Mar 2012 - Dec 2012 < 1
Clark Hicks Hattiesburg, MS Jun 2011 - Mar 2012 < 1
Saenger Theater Hattiesburg, MS Jun 2010 - Jun 2011 1
Unemployed Hattiesburg, MS Nov 2009 - Jun 2010 < 1
206 Front Street Hattiesburg, MS May 2009 - Nov 2009 < 1
Unemployed Hattiesburg, MS Jan 2003 - May 2009 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2013
Contact Info for Katherine L. Roberts
Phone Number: 866-664-7737
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
90
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.