Katherine RobertsCRD Number: 6149519
Current Firm: Northwestern Mutual Investment Services,llc
Katherine Roberts (CRD# 6149519) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Winston Salem, NC and has over 3 years of experience in the finance industry.
Nfp Advisor Services, LLC
Ameriprise Financial Services, Inc.
Horter Investment Management, LLC
|Northwestern Mutual Life Insurance Company||Milwaukee, WI||Mar 2016 - Current||< 1|
|Northwestern Mutual Investment Services LLC||Winston Salem, NC||Apr 2015 - Current||1|
|J Ward||Winston Salem, NC||Feb 2015 - Mar 2016||1|
|Richard Wagner||Winston Salem, NC||Feb 2015 - Mar 2016||1|
|Robert Kluttz||Winston Salem, NC||Feb 2015 - Mar 2016||1|
|Robert Dickerson||Winston Salem, NC||Feb 2015 - Mar 2016||1|
|Ameriprise Financial||Greensboro, NC||Oct 2013 - Jan 2015||1|
|Edward Jones||Greensboro, NC||Jan 2013 - Sep 2013||< 1|
|Roberts And Associates||Hattiesburg, MS||Mar 2012 - Dec 2012||< 1|
|Clark Hicks||Hattiesburg, MS||Jun 2011 - Mar 2012||< 1|
|Saenger Theater||Hattiesburg, MS||Jun 2010 - Jun 2011||1|
|Unemployed||Hattiesburg, MS||Nov 2009 - Jun 2010||< 1|
|206 Front Street||Hattiesburg, MS||May 2009 - Nov 2009||< 1|
|Unemployed||Hattiesburg, MS||Jan 2003 - May 2009||6|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Apr 2013|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Fixed fees (other than subscription fees)
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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