Kimberley BakerCRD Number: 1211966
Current Firm: Securities America Advisors, Inc.
Kimberley Baker (CRD# 1211966) is an Investment Advisor Representative working at Securities America Advisors, Inc. in Winston Salem, NC and has over 31 years of experience in the finance industry. Kimberley Baker has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Ameriprise Financial Services, Inc.
3a Financial Group LLC
Aventus Investment Advisors, Inc.
|Securities America, Inc.||Winston Salem, NC||Dec 2012 - Current||4|
|Advance Financial Group||Ws, NC||Jun 1989 - Current||28|
|Investors Security Company, Inc.||Winston-salem, NC||Jul 1986 - Dec 2012||26|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1985|
|S65||NASAA Investment Advisors Law Examination||Jun 1992|
Total Assets Under Management13,433MILLIONS
Total Number of Accounts92,356ACCOUNTS
Average Account Value$145,443
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
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