Richard PolsonCRD Number: 4577378
Current Firm: Wells Fargo Advisors, LLC
Richard Polson (CRD# 4577378) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Winston Salem, NC and has over 14 years of experience in the finance industry.
Triad Financial Advisors, Inc.
Nfp Advisor Services, LLC
Ameriprise Financial Services, Inc.
|Wells Fargo Advisors LLC||Greensboro, NC||Nov 2011 - Current||4|
|Morgan Stanley Smith Barney||Greensboro, NC||Jun 2009 - Nov 2011||2|
|Citigroup Global Markets Inc.||Greensboro, NC||Jun 2002 - Jun 2009||7|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 2002|
|S65||NASAA Investment Advisors Law Examination||Sep 2002|
Total Assets Under Management372,113MILLIONS
Total Number of Accounts1,339,368ACCOUNTS
Average Account Value$277,827
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV