Theodore Roupas, financial advisor Winston Salem NC
78 score

Theodore Roupas

CRD Number: 6130664
Current Firm: Global View Capital Management, Ltd

Theodore Roupas (CRD# 6130664) is an Investment Advisor Representative working at Global View Capital Management, Ltd in Winston Salem, NC and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Global View Capital Management, Ltd. Waukesha, WI Aug 2014 - Current 2
Global View Capital Insurance, Ltd. Waukesha, WI Jul 2014 - Current 2
Cgz Corporation/bayside Car Rental Kill Devil Hills, NC Dec 2006 - Current 10
Transamerica Financial Advisors, Inc. Morrisville, NC Sep 2012 - Jun 2014 1
World Financial Group, Inc. Morrisville, NC Apr 2012 - Jun 2014 2
Brunswick Community College Bolivia, NC Aug 2009 - Dec 2009 < 1
Retired Holden Beach, NC Aug 2002 - Aug 2009 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2012
S65 NASAA Investment Advisors Law Examination Feb 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Theodore G. Roupas
Phone Number: 262-650-1030
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    257
    MILLIONS
  • Total Number of Accounts
    6,000
    ACCOUNTS
  • Average Account Value
    $42,794
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AR, AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KY, MA, MD, ME, MI, MN, MO, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
78

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