William Helms, financial advisor Raleigh NC

William Helms

CRD Number: 5605002
Current Firm: Capital Investment Advisory Services, LLC

William Helms (CRD# 5605002) is an Investment Advisor Representative working at Capital Investment Advisory Services, LLC in Raleigh, NC and has over 15 years of experience in the finance industry.

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Company Name Location Dates Years
Ardmore Advisory & Planning Winston-salem, NC Nov 2015 - Current 8
Capital Investment Advisory Services, LLC Raleigh, NC Jan 2013 - Current 11
Capital Investment Group, Inc. Raleigh, NC Oct 2008 - Current 15
Integrated Advisory Services Winston Salem, NC Apr 2008 - Nov 2015 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2009
S65 NASAA Investment Advisors Law Examination Mar 2009
Contact Info for William B. Helms
Phone Number: 919-831-2370
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    1,843
    MILLIONS
  • Total Number of Accounts
    9,990
    ACCOUNTS
  • Average Account Value
    $184,482
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AL, AR, CA, CO, CT, DC, FL, GA, IL, IN, KY, LA, MA, MD, ME, MI, MN, MO, NC, NE, NH, NJ, NM, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, WA, WI, WV

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