Kelly CastleCRD Number: 1902099
Current Firm: Ubs Financial Services Inc.
Kelly Castle (CRD# 1902099) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Winter Haven, FL and has over 19 years of experience in the finance industry.
Allen & Company Of Florida, Inc.
Suntrust Investment Services, Inc.
Nbc Securities, Inc.
|Ubs Financial Services Inc.||Winter Haven, FL||Jul 2008 - Current||8|
|Morgan Stanley & Company, Incorporated||Winter Haven, FL||Apr 2007 - Jul 2008||1|
|Dean Witter Reynolds Inc.||Winter Haven, FL||Sep 2000 - Apr 2007||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1998|
|S65||NASAA Investment Advisors Law Examination||Dec 2006|
Total Assets Under Management358,253MILLIONS
Total Number of Accounts860,383ACCOUNTS
Average Account Value$416,388
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV