Barbara LittleCRD Number: 4509927
Current Firm: Moors & Cabot, Inc.
Barbara Little (CRD# 4509927) is an Investment Advisor Representative working at Moors & Cabot, Inc. in Winter Park, FL and has over 15 years of experience in the finance industry.
Ameriprise Financial Services, Inc.
American Financial Advisors Inc.
Retirement Wealth Advisors, Inc.
|Moors & Cabot||Winter Park, FL||Jan 2013 - Current||5|
|Morgan Stanley Smith Barney||Ocala, FL||Feb 2003 - Jan 2013||9|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Oct 2002|
Total Assets Under Management1,217MILLIONS
Total Number of Accounts2,486ACCOUNTS
Average Account Value$489,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AL, CA, CO, CT, DC, FL, GA, IA, IL, IN, LA, MD, ME, MI, MN, MO, NC, NH, NJ, NM, NY, OH, OK, OR, PA, RI, SC, TN, TX, VA, VT, WA, WI