Dennis MichelsCRD Number: 3076196
Current Firm: Moors & Cabot, Inc.
Dennis Michels (CRD# 3076196) is an Investment Advisor Representative working at Moors & Cabot, Inc. in Winter Park, FL and has over 19 years of experience in the finance industry. Dennis Michels has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Ameriprise Financial Services, Inc.
American Financial Advisors Inc.
Alconbury Trust L.l.c
|Moors & Cabot, Inc.||Winter Park, FL||Feb 2012 - Current||5|
|Robert W Baird||Orlando, FL||Jan 2001 - Feb 2012||11|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 2001|
|S65||NASAA Investment Advisors Law Examination||Jun 1998|
Total Assets Under Management1,058MILLIONS
Total Number of Accounts2,218ACCOUNTS
Average Account Value$477,163
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AL, CA, CO, CT, DC, FL, GA, IA, IL, IN, LA, MD, ME, MI, MO, NC, NH, NJ, NY, OH, OK, OR, PA, RI, SC, TN, TX, VA, VT, WA, WI