Gary BaumgartenCRD Number: 1112331
Current Firm: Eagle Strategies LLC
Gary Baumgarten (CRD# 1112331) is an Investment Advisor Representative working at Eagle Strategies LLC in Winter Park, FL and has over 16 years of experience in the finance industry.
Ameriprise Financial Services, Inc.
American Financial Advisors Inc.
Retirement Wealth Advisors, Inc.
|Baumgaretn Financial||Winter Park, FL||Dec 2004 - Current||12|
|Nylife Securities Inc.||Orlando, FL||Jul 1982 - Current||35|
|New York Life Insurance Co||Orlando, FL||Nov 1979 - Current||38|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Nov 2000|
|S63||Uniform Securities State Law Examination||Mar 2015|
Total Assets Under Management5,154MILLIONS
Total Number of Accounts29,837ACCOUNTS
Average Account Value$172,747
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV