George Thiergartner, financial advisor Winter Park FL
58 score

George Thiergartner

CRD Number: 1123867
Current Firm: Moors & Cabot, Inc.

George Thiergartner (CRD# 1123867) is an Investment Advisor Representative working at Moors & Cabot, Inc. in Winter Park, FL and has over 20 years of experience in the finance industry.

Similar Advisors
Mark Hopler, financial advisor Winter Park FL
Mark S. Hopler
CRD# 4564502
Ameriprise Financial Services, Inc.
Score
101
Similar Advisors
Sandy King, financial advisor Winter Park FL
Sandy H. King
CRD# 5992503
Alconbury Trust L.l.c
Score
100
Similar Advisors
Leo Lorenz, financial advisor Winter Park FL
Leo C. Lorenz
CRD# 5681502
Edward Jones
Score
100
Company Name Location Dates Years
Moors & Cabot Winter Park, FL Jun 2012 - Current 4
Unemployed Winter Park, FL May 2012 - Jun 2012 < 1
Wells Fargo Advisors Financial Network LLC Winter Park, FL Mar 2011 - May 2012 1
Janney Montgomery Scott Ll Philadelphia, PA Jun 2007 - Mar 2011 3
Salomon Smith Barney Inc. Winter Park, FL Jul 1993 - Jun 2007 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1996
S66 NASAA Uniform Combined State Law Examination Apr 2016
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for George E. Thiergartner
Phone Number: 800-426-0501
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    1,058
    MILLIONS
  • Total Number of Accounts
    2,218
    ACCOUNTS
  • Average Account Value
    $477,163
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AL, CA, CO, CT, DC, FL, GA, IA, IL, IN, LA, MD, ME, MI, MO, NC, NH, NJ, NY, OH, OK, OR, PA, RI, SC, TN, TX, VA, VT, WA, WI

Ready to hire a financial advisor? Get competitive proposals from George Thiergartner and other advisors.
BADGES
58

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.