James Ferrell, financial advisor Newport Beach CA

James Ferrell

CRD Number: 2776651
Current Firm: Beacon Pointe Advisors, LLC

James Ferrell (CRD# 2776651) is an Investment Advisor Representative working at Beacon Pointe Advisors, LLC in Newport Beach, CA and has over 27 years of experience in the finance industry. James Ferrell has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Beacon Pointe Advisors, LLC Winter Park, FL Apr 2020 - Current 3
Beacon Pointe Insurance Services Winter Park, FL Apr 2020 - Current 3
Ferrell Wealth Management Winter Park, FL Jun 1996 - Mar 2020 23
Triloma Securities, LLC Winter Park, FL Mar 2018 - Jun 2018 < 1
Triad Advisors, Inc. Norcross, GA Dec 2009 - Apr 2016 6
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Jul 1996
Contact Info for James W. Ferrell
Phone Number: 949-718-1600
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    23,246
    MILLIONS
  • Total Number of Accounts
    42,223
    ACCOUNTS
  • Average Account Value
    $550,547
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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