Joseph KellyCRD Number: 3047454
Current Firm: Suntrust Advisory Services, Inc.
Joseph Kelly (CRD# 3047454) is an Investment Advisor Representative working at Suntrust Advisory Services, Inc. in Winter Park, FL and has over 9 years of experience in the finance industry. Joseph Kelly has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Ameriprise Financial Services, Inc.
American Financial Advisors Inc.
Retirement Wealth Advisors, Inc.
|Suntrust Advisory Services, Inc.||Atlanta, GA||Aug 2017 - Current||< 1|
|Suntrust Investment Services, Inc.||Atlanta, FL||Jul 2017 - Current||< 1|
|Morgan Stanley Private Bank, National Association||New York, NY||Jan 2015 - Jul 2017||2|
|Morgan Stanley Smith Barney||Winter Park, FL||Jun 2009 - Jul 2017||8|
|Morgan Stanley & Company Incorporated||Winter Park, FL||Aug 2008 - Jul 2017||8|
|Central Florida Ymca||Orlando, FL||Oct 2000 - Jul 2008||7|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Nov 2008|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Criminal Record
Total Assets Under Management17,726MILLIONS
Total Number of Accounts37,178ACCOUNTS
Average Account Value$476,799
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV