Richard Smith, financial advisor Winter Park FL
96 score

Richard Smith

CRD Number: 5608591
Current Firm: Raymond James Financial Services Advisors, Inc.

Richard Smith (CRD# 5608591) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Winter Park, FL and has over 7 years of experience in the finance industry. Richard Smith has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Fairbanks Group Inc. Windermere, FL Aug 2014 - Current 2
Lighthouse Wealth Group Franklin, TN May 2012 - Current 4
Raymond James Financial Services Advisors Inc. Winter Park, FL Jan 2012 - Current 4
Raymond James Financial Services, Inc. Winter Park, FL Dec 2011 - Current 5
Mckeever And Associates, Inc. Winter Park, FL Dec 2011 - Current 5
Non-variable Insurance Franklin, TN Jul 2010 - Current 6
Southwestern Investment Group Franklin, TN Mar 2010 - Current 6
Raymond James & Associates Orlando, FL Oct 2008 - Nov 2011 3
Remba 25, LLC Orlando, FL May 2008 - Oct 2008 < 1
Rollins College Windermere, FL Jan 2008 - Apr 2008 < 1
Arribas Brothers Lake Buena Vista, FL May 2004 - Jan 2008 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2008
Contact Info for Richard D. Smith
Phone Number: 727-567-5877
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    64,210
    MILLIONS
  • Total Number of Accounts
    224,839
    ACCOUNTS
  • Average Account Value
    $285,581
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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