Richard SmithCRD Number: 5608591
Current Firm: Raymond James Financial Services Advisors, Inc.
Richard Smith (CRD# 5608591) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Winter Park, FL and has over 9 years of experience in the finance industry. Richard Smith has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Ameriprise Financial Services, Inc.
American Financial Advisors Inc.
Retirement Wealth Advisors, Inc.
|Fairbanks Group Inc.||Windermere, FL||Aug 2014 - Current||3|
|Raymond James Financial Services Advisors Inc.||Winter Park, FL||Jan 2012 - Current||6|
|Raymond James Financial Services, Inc.||Winter Park, FL||Dec 2011 - Current||6|
|Raymond James & Associates||Orlando, FL||Oct 2008 - Nov 2011||3|
|Remba 25, LLC||Orlando, FL||May 2008 - Oct 2008||< 1|
|Rollins College||Windermere, FL||Jan 2008 - Apr 2008||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2008|
Total Assets Under Management81,239MILLIONS
Total Number of Accounts280,698ACCOUNTS
Average Account Value$289,416
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY