Tanya CarrollCRD Number: 4585258
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Tanya Carroll (CRD# 4585258) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Winter Park, FL and has over 14 years of experience in the finance industry.
Ameriprise Financial Services, Inc.
American Financial Advisors Inc.
Retirement Wealth Advisors, Inc.
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Winter Park, FL||Jul 2015 - Current||2|
|Fifth Third Securities||Orlando, FL||Mar 2014 - Jun 2015||1|
|Seaside Capital Managment, Inc.||Orlando, FL||Jun 2011 - Mar 2014||2|
|International Assets Advisory LLC||Orlando, FL||Jul 2009 - Mar 2014||4|
|Raymond James Financial Services, Inc.||Orlando, FL||Mar 2007 - Jul 2009||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||May 2003|
Total Assets Under Management639,574MILLIONS
Total Number of Accounts1,831,494ACCOUNTS
Average Account Value$349,209
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY