Kim TranCRD Number: 5556107
Current Firm: J.p. Morgan Securities LLC
Kim Tran (CRD# 5556107) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Winter Springs, FL and has over 9 years of experience in the finance industry.
Ameriprise Financial Services, Inc.
American Financial Advisors Inc.
Retirement Wealth Advisors, Inc.
|J.p. Morgan Securities LLC||Orlando, FL||Oct 2012 - Current||5|
|Chase Investment Services Corp.||Orlando, FL||Dec 2010 - Oct 2012||1|
|Bank Of America,na||Orlando, FL||Dec 2009 - Dec 2010||1|
|Merrill Lynch||Orlando, FL||Jun 2008 - Dec 2010||2|
|Boa||Orlando, FL||May 2004 - Jun 2008||4|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Sep 2008|
Total Assets Under Management70,743MILLIONS
Total Number of Accounts344,720ACCOUNTS
Average Account Value$205,219
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)