Kim TranCRD Number: 5556107
Current Firm: J.p. Morgan Securities LLC
Kim Tran (CRD# 5556107) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Winter Springs, FL and has over 9 years of experience in the finance industry.
Ameriprise Financial Services, Inc.
American Financial Advisors Inc.
Retirement Wealth Advisors, Inc.
|J.p. Morgan Securities LLC||Orlando, FL||Oct 2012 - Current||5|
|Chase Investment Services Corp.||Orlando, FL||Dec 2010 - Oct 2012||1|
|Bank Of America,na||Orlando, FL||Dec 2009 - Dec 2010||1|
|Merrill Lynch||Orlando, FL||Jun 2008 - Dec 2010||2|
|Boa||Orlando, FL||May 2004 - Jun 2008||4|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Sep 2008|
Total Assets Under Management70,743MILLIONS
Total Number of Accounts344,720ACCOUNTS
Average Account Value$205,219
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV