John Moffat (CRD# 3135347) is an Investment Advisor Representative working at Sullivan Investment Management LLC in Wisconsin Rapids, WI and has over 25 years of experience in the finance industry.
CRD# 6862114
Thrivent Investment Management Inc.
CRD# 4220147
Lpl Financial LLC
CRD# 4290200
Ameriprise Financial Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Sullivan Investment Management | Wisconsin Rapids, WI | Nov 2019 - Current | 4 |
| Buena Vista Investment Management | Wisconsin Rapids, WI | Aug 2002 - Current | 21 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Sep 1998 |
-
Total Assets Under Management102MILLIONS
-
Total Number of Accounts151ACCOUNTS
-
Average Account Value$677,483
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
FL, MI, WI
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.