Be advised. This advisor is no longer registered as an Independent Advisor Representative. They may still be registered as a broker.
Nicole Bailey, financial advisor Wolfeboro NH
81 score

Nicole Bailey

CRD Number: 5453731
Current Firm: Ballentine Partners

Nicole Bailey (CRD# 5453731) is an Investment Advisor Representative working at Ballentine Partners in Wolfeboro, NH and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Ballentine Partners, LLC Wolfeboro, NH Jun 2014 - Current 2
Ballentine Partners LLC Wolfeboro, NH Aug 2011 - Jun 2014 2
Citizens Bank Wolfeboro, NH Jun 2011 - Aug 2011 < 1
Homemaker Wolfeboro, NH Apr 2011 - Jun 2011 < 1
Wachovia Securities, LLC Orlando, FL Nov 2007 - Apr 2011 3
Wachovia Bank, N.a. Orlando, FL Nov 2007 - Apr 2011 3
Enterprise Leasing Company Of Orlando Orlando, FL Jul 2005 - Nov 2007 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2008
S65 NASAA Investment Advisors Law Examination Apr 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Nicole M. Bailey
Phone Number: 781-341-1300
Registered State(s):
  • FL
  • MA
  • NH
  • TX
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States


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