George SaltzmanCRD Number: 4516485
Current Firm: Next Financial Group, Inc.
George Saltzman (CRD# 4516485) is an Investment Advisor Representative working at Next Financial Group, Inc. in Womelsdorf, PA and has over 14 years of experience in the finance industry.
Thrivent Investment Management Inc.
Kaufman Advisory Services, Inc.
Ic Advisory Services, Inc.
|Next Financial Group, Inc.||Houston, TX||May 2009 - Current||8|
|Morgan Stanley & Company, Incorporated||Wyomissing, PA||Apr 2007 - Apr 2009||2|
|Morgan Stanley Dw Inc.||Wyomissing, PA||Mar 2002 - Apr 2007||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 2002|
|S65||NASAA Investment Advisors Law Examination||Jul 2002|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
- Criminal Record
Total Assets Under Management1,564MILLIONS
Total Number of Accounts8,116ACCOUNTS
Average Account Value$192,726
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV