Alan WeissCRD Number: 1242376
Current Firm: Regent Wealth Management Group
Alan Weiss (CRD# 1242376) is an Investment Advisor Representative working at Regent Wealth Management Group in Woodbridge, CT and has over 32 years of experience in the finance industry. Alan Weiss has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Springboard Asset Management LLC
Sagepoint Financial, Inc.
Halsey Associates Inc.
|Independent Fiduciary Advisors, LLC||Woodbridge, CT||Nov 2005 - Current||11|
|Regent Wealth Management Group||Woodbridge, CT||Dec 1987 - Current||29|
|Triad Advisors, Inc.||Norcross, GA||Aug 2001 - Dec 2007||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1984|
Total Assets Under Management249MILLIONS
Total Number of Accounts566ACCOUNTS
Average Account Value$439,131
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
CA, CT, FL, NH, NY