Chad Broberg (CRD# 4423100) is an Investment Advisor Representative working at Landmark Wealth Management Group in Lake Elmo, MN and has over 22 years of experience in the finance industry. Chad Broberg has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4618120
Thrivent Advisor Network, LLC
CRD# 1506077
Abens Financial Services Inc.
CRD# 6049600
Abens Financial Services Inc.
The CFP is the gold standard for financial professionals who perform comprehensive financial planning. CFPs must undergo rigorous exams and meet other requirements to obtain this designation.
Like the CFP, ChFCs take extensive coursework on a wide variety of financial planning topics. ChFCs actually take more coursework than CFPs, but are not required to prove their knowledge through a board examination.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Landmark Wealth Management Group | Lake Elmo, MN | Aug 2022 - Current | 1 |
| Purshe Kaplan Sterling Investments | Albany, NY | Feb 2021 - Current | 3 |
| Thrivent Advisor Network, LLC | Lake Elmo, MN | Nov 2020 - Aug 2022 | 1 |
| Thrivent Investment Management Inc. | Woodbury, MN | Jul 2002 - Feb 2021 | 18 |
| Thrivent Financial For Lutherans | Appleton, WI | Jul 2002 - Nov 2020 | 18 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 2001 |
| S66 | NASAA Uniform Combined State Law Examination | Oct 2003 |
- MN
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Total Assets Under Management824MILLIONS
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Total Number of Accounts2,904ACCOUNTS
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Average Account Value$283,881
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
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