Rose Hammes - Nestor (CRD# 3112712) is an Investment Advisor Representative working at Focus Financial in Woodbury, MN and has over 24 years of experience in the finance industry.
CRD# 1682050
Osaic Wealth, Inc.
CRD# 4618120
Thrivent Advisor Network, LLC
CRD# 2309650
Wealth Enhancement Advisory Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Focus Financial/osaic Wealth, Inc. | Woodbury, MN | Jun 2018 - Current | 5 |
| Focus Financial/royal Alliance | Woodbury, MN | Aug 2016 - Jun 2018 | 1 |
| Focus Financial/royal Alliance | Woodbury, MN | Nov 2014 - Aug 2016 | 1 |
| Focus Financial / Royal Alliance | Woodbury, MN | Oct 2007 - Nov 2014 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 2000 |
| S66 | NASAA Uniform Combined State Law Examination | Feb 2014 |
- MN
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Total Assets Under Management5,386MILLIONS
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Total Number of Accounts25,365ACCOUNTS
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Average Account Value$212,339
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DE, FL, GA, IA, ID, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, VT, WA, WI, WY
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