Erich Beck, financial advisor Woodbury NY
88 score

Erich Beck

CRD Number: 6040390
Current Firm: Axa Advisors, LLC
Compensation Model: Both

Erich Beck (CRD# 6040390) is an Investment Advisor Representative working at Axa Advisors, LLC in Woodbury, NY and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Axa Advisors, LLC New York, NY May 2014 - Current 2
Eastern Wheel Alignment Brentwood, NY Jun 2003 - May 2014 10
Rockwell Global Capital, LLC Melville, NY Mar 2012 - Feb 2013 < 1
Bankers Conseco Islandia, NY Jun 2011 - Feb 2012 < 1
Habitat For Humanity Ronkonkoma, NY Aug 2010 - Jan 2011 < 1
Parts Authority Bayshore, NY Jun 2006 - Aug 2010 4
Exam Code Name Passed Date
S7 General Securities Representative Examination (GS) May 2012
S66 NASAA Uniform Combined State Law Examination May 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Erich M. Beck
Phone Number: (516) 355-3334
Firm Website: http://axa.us.com
Registered State(s):
  • NJ
  • VA
By the Numbers
  • Total Assets Under Management
    9,867
    MILLIONS
  • Total Number of Accounts
    40,093
    ACCOUNTS
  • Average Account Value
    $246,096
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
88
Verified Page
Data verified by both the advisor and the public regulatory data.

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