Richard Knuth, financial advisor Woodbury NY
83 score

Richard Knuth

CRD Number: 3061935
Current Firm: Investment Professionals, Inc.

Richard Knuth (CRD# 3061935) is an Investment Advisor Representative working at Investment Professionals, Inc. in Woodbury, NY and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
Santander Bank, N.a. Manhasset, NY Feb 2014 - Current 2
Santander Securities LLC Guaynabo, PR Feb 2014 - Current 2
Allstate Insurance Co Hauppauge, NY Nov 2012 - Feb 2014 1
Unemployed Nesconset, NY Oct 2011 - Oct 2012 1
Lpl Financial Charlotte, NC Jan 2011 - Sep 2011 < 1
Astoria Federal Savings Medford, NY Jan 2011 - Sep 2011 < 1
Chase Investment Services Corp. Carle Place, NY May 2009 - Jan 2011 1
Wm Financial Services, Inc. Franklin Square, NY Dec 2006 - Jan 2011 4
Dreyfus Service Corporation New York, NY Jul 2005 - Oct 2006 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1999
S65 NASAA Investment Advisors Law Examination Nov 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Richard R. Knuth
Phone Number: 210-308-8800
Firm Website: http://www.invpro.com
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    634
    MILLIONS
  • Total Number of Accounts
    2,677
    ACCOUNTS
  • Average Account Value
    $236,881
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
83

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