Scott Gegerson (CRD# 4448415) is an Investment Advisor Representative working at Stratos Wealth Partners, Ltd in Garden City, NY and has over 17 years of experience in the finance industry. Scott Gegerson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2708116
Park Avenue Securities LLC
CRD# 4632189
Sarsi, LLC
CRD# 6381165
A.g.p / Alliance Global Partners
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Stratos Wealth Partners, Ltd | Garden City, NY | Mar 2021 - Current | 3 |
| Lpl Financial LLC | Garden City, NY | Mar 2021 - Current | 3 |
| Guardian Life Insurance | Armonk, NY | Oct 2016 - Mar 2021 | 4 |
| Park Avenue Securities LLC | Armonk, NY | Oct 2016 - Mar 2021 | 4 |
| Guardian Life Insurance Co | Woodbury, NY | Mar 2015 - Oct 2016 | 1 |
| Park Avenue Securities LLC | Woodbury, NY | Mar 2015 - Oct 2016 | 1 |
| Northwestern Mutual Wealth Management Company | Milwaukee, WI | Nov 2011 - Mar 2015 | 3 |
| Michael S Schwartz | New York, NY | Jul 2011 - Mar 2015 | 3 |
| Northwestern Mutual Investment Services, LLC | New York, NY | Oct 2008 - Mar 2015 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 2006 |
| S66 | NASAA Uniform Combined State Law Examination | Aug 2006 |
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Total Assets Under Management12,533MILLIONS
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Total Number of Accounts37,396ACCOUNTS
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Average Account Value$335,150
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
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- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
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