James Caulfield, financial advisor Woodcliff Lake NJ

James Caulfield

CRD Number: 2364632
Current Firm: Shamrock Financial Services

James Caulfield (CRD# 2364632) is an Investment Advisor Representative working at Shamrock Financial Services in Woodcliff Lake, NJ and has over 30 years of experience in the finance industry.

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Company Name Location Dates Years
Shamrock Financial Services Woodcliff Lake, NJ Oct 2009 - Current 14
Taylor Capital Management Woodstock, GA Oct 2011 - Aug 2019 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1993
S65 NASAA Investment Advisors Law Examination Jul 1993
Contact Info for James T. Caulfield
Phone Number: 201-250-1148
Registered State(s):
  • NJ
  • NY
By the Numbers
  • Total Assets Under Management
    32
    MILLIONS
  • Total Number of Accounts
    197
    ACCOUNTS
  • Average Account Value
    $163,664
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Educational seminars/workshops
Types of Clients
Registered States

NJ, NY

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