James Pascoe, financial advisor Woodland CA
93 score

James Pascoe

CRD Number: 1013165
Current Firm: Prudential Financial Planning Services

James Pascoe (CRD# 1013165) is an Investment Advisor Representative working at Prudential Financial Planning Services in Woodland, CA and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Pruco Securities, LLC Woodland, CA Feb 1982 - Current 34
The Prudential Insurance Company Of America Woodland, CA Feb 1982 - Current 34
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2008
S65 NASAA Investment Advisors Law Examination Mar 2008
Contact Info for James S. Pascoe
Phone Number: 800-235-7637
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    4,930
    MILLIONS
  • Total Number of Accounts
    42,153
    ACCOUNTS
  • Average Account Value
    $116,966
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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