Carl ErmelbauerCRD Number: 6674215
Current Firm: Wealthsource® Partners
Carl Ermelbauer (CRD# 6674215) is an Investment Advisor Representative working at Wealthsource® Partners in Woodland Hills, CA and has over 5 years of experience in the finance industry. Carl Ermelbauer has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Wedbush Securities Inc.
Virtue Capital Management, LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
|Wealthsource Partners, LLC||Woodland Hills, CA||Mar 2020 - Current||1|
|Wealthsource Partners, LLC||Santa Monica, CA||Dec 2019 - Feb 2020||< 1|
|International Assets Advisory, LLC||Calabasas, CA||May 2019 - Nov 2019||< 1|
|American Financial Network Advisory Services, LLC||Calabasas, CA||Oct 2018 - Nov 2019||1|
|Dfpg Investments, Inc.||Calabasas, CA||Oct 2018 - Dec 2018||< 1|
|Unemployed||Los Angeles, CA||Aug 2018 - Sep 2018||< 1|
|Ameriprise Financial Services, Inc.||New York, NY||Jan 2018 - Jul 2018||< 1|
|Central Strategies LLC||New York, NY||Aug 2017 - Jan 2018||< 1|
|Jpmorgan Chase Bank, N.a.||New York, NY||Jun 2016 - Aug 2017||1|
|Jp Morgan Securities LLC||New York, NY||Jun 2016 - Aug 2017||1|
|Unemployed||New York, NY||Apr 2016 - May 2016||< 1|
|Bank Of Montreal||Red Deer,||Sep 2014 - Mar 2016||1|
|Royal Bank Of Canada||Calgary,||Feb 2012 - Aug 2014||2|
|Investors Group Inc.||Calgary,||May 2011 - Jan 2012||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 2016|
|S65||NASAA Investment Advisors Law Examination||Jun 2019|
Total Assets Under Management1,562MILLIONS
Total Number of Accounts4,276ACCOUNTS
Average Account Value$365,353
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AZ, CA, CO, CT, DE, FL, GA, HI, ID, IL, IN, KS, KY, LA, MA, ME, MI, MO, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WY
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