Jeffrey SpringgateCRD Number: 5323253
Current Firm: Thrivent Investment Management Inc.
Jeffrey Springgate (CRD# 5323253) is an Investment Advisor Representative working at Thrivent Investment Management Inc. in Woodland Hills, CA and has over 10 years of experience in the finance industry.
Fried Asset Management, Inc.
Ira Wealth Management
|Thrivent Investmentment Management Inc.||Woodland Hills, CA||Jun 2014 - Current||3|
|Thrivent Financial||Appleton, WI||Jun 2014 - Current||3|
|Backnine Insurance||Westlake Village, CA||Jun 2013 - Jun 2014||1|
|Metlife Securities||Westlake Village, CA||Oct 2007 - Jun 2013||5|
|Princor Financial Services Corporation||Hacienda Hghts, CA||Apr 2007 - Oct 2007||< 1|
|Infinity Lending Group||Los Angeles, CA||Mar 2007 - Oct 2007||< 1|
|Suglass Hut||San Luis Obispo, CA||Feb 2001 - Mar 2007||6|
|Total Financial Solutions||Newhall, CA||Dec 2005 - Feb 2007||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 2007|
|S65||NASAA Investment Advisors Law Examination||Sep 2008|
Total Assets Under Management8,027MILLIONS
Total Number of Accounts36,119ACCOUNTS
Average Account Value$222,230
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV