Morgan Roy, financial advisor Woodland Hills CA

Morgan Roy

CRD Number: 6602070
Current Firm: Raymond James & Associates, Inc.

Morgan Roy (CRD# 6602070) is an Investment Advisor Representative working at Raymond James & Associates, Inc. in Woodland Hills, CA and has 1 year of experience in the finance industry.

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Company Name Location Dates Years
Raymond James & Associates, Inc. Woodland Hills, CA Sep 2020 - Current < 1
Morgan Stanley Palm Desert, CA Aug 2019 - Sep 2020 1
Eureka Indian Wells, CA Feb 2018 - Feb 2020 2
Umemployment Redondo Beach, CA Jul 2017 - Jan 2018 < 1
Rock And Brews Redondo Beach, CA Jul 2015 - Jun 2017 1
Diff Eyewear Gardena, CA Jun 2016 - Dec 2016 < 1
University Of Southern California Los Angeles, CA Aug 2013 - Jun 2016 2
Burgers And Beer Rancho Mirage, CA Apr 2012 - Aug 2013 1
College Of The Desert Palm Desert, CA Aug 2011 - Jul 2013 1
Palm Desert High School Palm Desert, CA Aug 2009 - Jul 2011 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2020
Contact Info for Morgan Roy
Phone Number: 727-567-1000
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    203,947
    MILLIONS
  • Total Number of Accounts
    677,612
    ACCOUNTS
  • Average Account Value
    $300,978
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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