Ricardo Montejano, financial advisor Woodland Hills CA
83 score

Ricardo Montejano

CRD Number: 1275284
Current Firm: Kestra Private Wealth Services, LLC

Ricardo Montejano (CRD# 1275284) is an Investment Advisor Representative working at Kestra Private Wealth Services, LLC in Woodland Hills, CA and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
Nfp Securities Inc. Woodland Hills, CA Feb 2014 - Current 2
Washington Wealth Management Woodland Hills, CA Apr 2012 - Current 4
Lpl Financial, LLC Woodland Hills, CA Sep 2012 - Feb 2014 1
Spire Securities, LLC Woodland Hills, CA Apr 2012 - Sep 2012 < 1
Wells Fargo Advisors LLC Woodland Hills, CA May 2009 - Apr 2012 2
Wachovia Securities, LLC Woodland Hills, CA Apr 2007 - May 2009 2
Salomon Smith Barney Woodland, CA Nov 2000 - Apr 2007 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1984
S66 NASAA Uniform Combined State Law Examination Dec 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Ricardo M. Montejano
Phone Number: 800-214-8341
Firm Website: http://washwm.com/
Registered State(s):
  • CA
  • MT
By the Numbers
  • Total Assets Under Management
    926
    MILLIONS
  • Total Number of Accounts
    3,545
    ACCOUNTS
  • Average Account Value
    $261,243
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AL, AZ, CA, CO, CT, DC, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
83

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