Ryan HalvorsenCRD Number: 4533150
Current Firm: Charles Schwab & Company, Inc.
Ryan Halvorsen (CRD# 4533150) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Woodland Hills, CA and has over 15 years of experience in the finance industry.
Fried Asset Management, Inc.
Ira Wealth Management
|Charles Schwab & Company, Inc.||Woodland Hills, CA||Dec 2009 - Current||8|
|Charles Schwab Bank||Woodland Hills, CA||Dec 2009 - Current||8|
|Ubs Financial Services Inc.||Tampa, FL||Oct 2008 - Dec 2009||1|
|Citigroup Global Markets Inc.||Tampa, FL||Oct 2005 - Oct 2008||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 2002|
|S65||NASAA Investment Advisors Law Examination||Aug 2002|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV