Sally GoyaCRD Number: 5433562
Current Firm: Trilogy Capital, Inc.
Sally Goya (CRD# 5433562) is an Investment Advisor Representative working at Trilogy Capital, Inc. in Woodland Hills, CA and has over 10 years of experience in the finance industry.
Fried Asset Management, Inc.
|Lpl Financial LLC||Calabasas, CA||Nov 2017 - Current||< 1|
|Trilogy Capital, Inc.||Woodland Hills, CA||Nov 2015 - Current||2|
|Trilogy Financial Services||Calabasas, CA||Nov 2007 - Current||10|
|National Planning Corporation||Calabasas, CA||Nov 2007 - Nov 2017||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 2008|
|S65||NASAA Investment Advisors Law Examination||Sep 2009|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Judgments / Liens
Total Assets Under Management658MILLIONS
Total Number of Accounts9,139ACCOUNTS
Average Account Value$72,024
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AZ, CA, CO, CT, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, WA, WI