Sophie Brooks-Ames, financial advisor Woodland Hills CA
89 score

Sophie Brooks-Ames

CRD Number: 6185685
Current Firm: Axa Advisors, LLC

Sophie Brooks-Ames (CRD# 6185685) is an Investment Advisor Representative working at Axa Advisors, LLC in Woodland Hills, CA and has over 3 years of experience in the finance industry.

Similar Advisors
David Fried, financial advisor Woodland Hills CA
David R. Fried
CRD# 2753945
Fried Asset Management, Inc.
Score
104
Similar Advisors
Morris Amiri, financial advisor Woodland Hills CA
Morris M. Amiri
CRD# 4266581
Dash Investments
Score
103
Similar Advisors
Roger Conde, financial advisor Woodland Hills CA
Roger Conde
CRD# 2477484
Ira Wealth Management
Score
100
Company Name Location Dates Years
Axa Advisors, LLC New York, NY Aug 2013 - Current 3
Moneythink Claremont, CA Sep 2012 - May 2013 < 1
Motley Coffee House Claremont, CA Aug 2009 - May 2013 3
Wildhaven Ranch Cedar Glen, CA Sep 2012 - Mar 2013 < 1
Greenlights Austin, TX Jun 2012 - Aug 2012 < 1
Z' Tejas Austin, TX Jun 2012 - Aug 2012 < 1
New Times Newspaper Copenhagen, Feb 2012 - May 2012 < 1
Paseo Los Monos Puyo, Nov 2011 - Dec 2011 < 1
Kidcare International Claremont, CA Oct 2010 - May 2011 < 1
Z' Tejas Austin, TX Jun 2010 - Aug 2010 < 1
Austin Waldorf School Austin, TX Apr 2003 - May 2009 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2013
Contact Info for Sophie G. Brooks-Ames
Phone Number: 212-314-4600
Firm Website: http://axa.us.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    9,867
    MILLIONS
  • Total Number of Accounts
    40,093
    ACCOUNTS
  • Average Account Value
    $246,096
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
89
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.