Sylvester Williams, financial advisor Woodstock GA
96 score

Sylvester Williams

CRD Number: 3128698
Current Firm: Retirement Advisors Of America

Sylvester Williams (CRD# 3128698) is an Investment Advisor Representative working at Retirement Advisors Of America in Woodstock, GA and has over 13 years of experience in the finance industry. Sylvester Williams has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Retirement Advisors Of America Woodstock, GA Jul 2016 - Current < 1
Advisor Financial Serices. LLP Woodstock, GA Mar 2015 - Jul 2016 1
Fifth Third Securities Atlanta, GA Jun 2014 - Mar 2015 < 1
Wells Fargo Advisors LLC Atlanta, GA May 2009 - Jun 2014 5
Wachovia Securities, LLC Atlanta, GA Feb 2009 - May 2009 < 1
Ubs Financial Services Inc. Atlanta, GA Apr 2008 - Feb 2009 < 1
Northwestern Mutual Investment Services, LLC Milwaukee, WI May 1999 - Apr 2008 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2003
S66 NASAA Uniform Combined State Law Examination Jul 2008
Contact Info for Sylvester E. Williams
Phone Number: 972-233-3367
Firm Website: http://www.raa.com
Registered State(s):
  • GA
By the Numbers
  • Total Assets Under Management
    1,866
    MILLIONS
  • Total Number of Accounts
    3,931
    ACCOUNTS
  • Average Account Value
    $474,629
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AL, AR, AZ, CA, CO, CT, FL, GA, HI, ID, IL, IN, KY, LA, MA, MD, MI, MN, MS, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, WA, WI

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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