Joffrey Smith, financial advisor Walpole MA

Joffrey Smith

CRD Number: 4625300
Current Firm: The Patriot Financial Group, LLC

Joffrey Smith (CRD# 4625300) is an Investment Advisor Representative working at The Patriot Financial Group, LLC in Walpole, MA and has over 20 years of experience in the finance industry. Joffrey Smith has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Joffrey Smith Financial Group/the Patriot Financial Group, LLC Worcester, MA Oct 2014 - Current 9
The Patriot Financial Group, LLC Worcester, MA Oct 2014 - Current 9
Cetera Financial Specialists LLC Schaumburg, IL Dec 2022 - Mar 2023 < 1
Securities America, Inc. Worcester, MA Jun 2018 - Dec 2022 4
Lpl Financial LLC Worcester, MA Oct 2012 - Jun 2018 5
Private Advisor Group, LLC Morristown, NJ Oct 2012 - Oct 2014 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2003
S65 NASAA Investment Advisors Law Examination Dec 2012
Contact Info for Joffrey A. Smith
Phone Number: 508-251-6100
Registered State(s):
  • LA
  • MA
  • TX
By the Numbers
  • Total Assets Under Management
    1,630
    MILLIONS
  • Total Number of Accounts
    5,972
    ACCOUNTS
  • Average Account Value
    $272,900
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AL, AZ, CA, CO, CT, FL, GA, IA, LA, MA, MD, ME, MI, NC, NE, NH, NJ, NM, NV, NY, OH, OR, PA, RI, SC, TN, TX, VA, VT, WA, WI

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