Poonam Walia, financial advisor Worcester MA
90 score

Poonam Walia

CRD Number: 5965990
Current Firm: Axa Advisors, LLC

Poonam Walia (CRD# 5965990) is an Investment Advisor Representative working at Axa Advisors, LLC in Worcester, MA and has over 4 years of experience in the finance industry.

Similar Advisors
Margaret "Peggy" McGillin, financial advisor Worcester MA
Margaret "Peggy" M. McGillin
CRD# 5095058
Journey Financial Planners, LLC
Score
103
Similar Advisors
Martin Gredinger, financial advisor Worcester MA
Martin Gredinger
CRD# 1503836
Commonwealth Financial Network
Score
101
Similar Advisors
Eric Jansen, financial advisor Worcester MA
Eric C. Jansen
CRD# 1719437
Signator Investors, Inc.
Score
101
Company Name Location Dates Years
Axa Advisors, LLC New York, NY Nov 2011 - Current 5
Unemployed Boston, MA Aug 2011 - Oct 2011 < 1
Accounting Solutions, Inc. Worcester, MA Jan 2011 - Jul 2011 < 1
Mass Dept Of Workforce Devel. Boston, MA May 2010 - Jan 2011 < 1
Accounting Solutions, Inc. Worcester, MA Jan 2009 - May 2010 1
Mass Dept Of Workforce Devel. Boston, MA Aug 2008 - Jan 2009 < 1
Accounting Solutions, Inc. Boston, MA Jan 2008 - Aug 2008 < 1
Mass Dept Of Workforce Devel. Boston, MA Jul 2007 - Jan 2008 < 1
Accounting Solutions, Inc. Worcester, MA Jan 2007 - Jul 2007 < 1
Mass Dept Of Workforce Devel. Boston, MA Aug 2006 - Jan 2007 < 1
Accounting Solutions, Inc. Worcester, MA Jan 2006 - Aug 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2012
Contact Info for Poonam Walia
Phone Number: 212-314-4600
Firm Website: http://axa.us.com
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    9,867
    MILLIONS
  • Total Number of Accounts
    40,093
    ACCOUNTS
  • Average Account Value
    $246,096
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Poonam Walia and other advisors.
BADGES
90
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.