David RichardsonCRD Number: 1264524
Current Firm: Cambridge Investment Research Advisors, Inc.
David Richardson (CRD# 1264524) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Worthington, OH and has over 21 years of experience in the finance industry. David Richardson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Rebel Financial, LLC
Pds Planning Inc.
Steele Investment Counsel, Ltd.
|Cambridge Investmetn Research Advsors, Inc.||Fairfield, IA||Nov 2015 - Current||1|
|Cambridge Investment Research, Inc.||Fairfield, IA||Nov 2015 - Current||1|
|Prospera Financial Services||Dallas, TX||Jun 2013 - Nov 2015||2|
|Linsco/private Ledger Corp.||Dublin, OH||Jun 2002 - Jun 2013||11|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1995|
Total Assets Under Management25,187MILLIONS
Total Number of Accounts152,412ACCOUNTS
Average Account Value$165,257
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Market timing services
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV