Elizabeth Gallen MastromarinoCRD Number: 1298196
Current Firm: Financial Planning Advisors Inc.
Elizabeth Gallen Mastromarino (CRD# 1298196) is an Investment Advisor Representative working at Financial Planning Advisors Inc. in Wyomissing, PA and has over 32 years of experience in the finance industry. Elizabeth Gallen Mastromarino has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Clothier Springs Capital Management, LLC
Triad Advisors, Inc.
Kaufman Advisory Services, Inc.
|Financial Planning Advisors Inc.||Wyomissing, PA||Apr 2016 - Current||< 1|
|Lpl Financial, LLC||Reading, PA||Jan 2016 - Current||< 1|
|Van Reed Wealth Management||Reading, PA||Jan 2007 - Current||9|
|Geneos Wealth Management, Inc.||Reading, PA||Aug 2006 - Dec 2015||9|
|Sterling Financial Network, LLP||Wyomissing, PA||Dec 2002 - Dec 2006||4|
|Sterling Financial Advisors, LLC||Wyomissing, PA||Apr 2000 - Dec 2006||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1984|
|S65||NASAA Investment Advisors Law Examination||Aug 1997|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management34MILLIONS
Total Number of Accounts80ACCOUNTS
Average Account Value$425,000
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
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