James Baker, financial advisor Wyomissing PA

James Baker

CRD Number: 3256288
Current Firm: John Hancock Investment Management LLC

James Baker (CRD# 3256288) is an Investment Advisor Representative working at John Hancock Investment Management LLC in Wyomissing, PA and has over 21 years of experience in the finance industry.

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Company Name Location Dates Years
John Hancock Advisers, LLC Boston, MA Nov 2018 - Current 3
John Hancock Funds LLC Boston, MA Jun 2018 - Current 4
John Hancock Boston, MA Jun 2011 - Current 11
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2001
S65 NASAA Investment Advisors Law Examination Oct 2018
Contact Info for James B. Baker
Phone Number: 617-572-4398
Registered State(s):
  • MA
  • PA
By the Numbers
  • Total Assets Under Management
    225,499
    MILLIONS
  • Total Number of Accounts
    14,374
    ACCOUNTS
  • Average Account Value
    $15,687,978
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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