David Dion, financial advisor Yakima WA
93 score

David Dion

CRD Number: 3094204
Current Firm: Rbc Capital Markets, LLC

David Dion (CRD# 3094204) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Yakima, WA and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Rbc Capital Markets Corporation Yakima, WA Mar 2008 - Current 8
Rbc Dain Rauscher Inc. Yakima, WA Apr 2002 - Mar 2008 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1998
S65 NASAA Investment Advisors Law Examination Sep 1998
Contact Info for David R. Dion
Phone Number: 212-858-7000
Firm Website: https://www.rbccm.com
Registered State(s):
  • WA
By the Numbers
  • Total Assets Under Management
    76,274
    MILLIONS
  • Total Number of Accounts
    192,243
    ACCOUNTS
  • Average Account Value
    $396,757
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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