John Connolly, financial advisor Yarmouth ME

John Connolly

CRD Number: 4241146
Current Firm: Lpl Financial LLC

John Connolly (CRD# 4241146) is an Investment Advisor Representative working at Lpl Financial LLC in Yarmouth, ME and has over 15 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Lpl Financial LLC Yarmouth, ME Sep 2008 - Current 12
John Conolly, Cpa Westbrook, ME Sep 2003 - Current 17
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2005
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for John E. Connolly
Phone Number: 704-733-3300
Registered State(s):
  • ME
  • TX
By the Numbers
  • Total Assets Under Management
    207,793
    MILLIONS
  • Total Number of Accounts
    892,326
    ACCOUNTS
  • Average Account Value
    $232,867
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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