Henry Lau, financial advisor Yorba Linda CA
88 score

Henry Lau

CRD Number: 6328441
Current Firm: J.p. Morgan Securities LLC

Henry Lau (CRD# 6328441) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Yorba Linda, CA and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Jp Morgan Securities LLC Yorba Linda, CA Mar 2016 - Current < 1
Bank Of America, N.a. Pasadena, CA Feb 2016 - Feb 2016 < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pasadena, CA Nov 2015 - Feb 2016 < 1
Edward Jones St Louis, MO May 2014 - Nov 2015 1
Bank Of America West Covina, CA Mar 2013 - May 2014 1
Chase Monterey Park, CA Oct 2011 - Mar 2013 1
Wells Fargo Covina, CA May 2012 - May 2012 < 1
Bank Of America Anaheim, CA Feb 2009 - Sep 2011 2
East West Bank Pasadena, CA Oct 2008 - Jan 2009 < 1
Countrywide Home Loans Rosemead, CA Mar 2006 - Sep 2008 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2014
Contact Info for Henry P. Lau
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    70,743
    MILLIONS
  • Total Number of Accounts
    344,720
    ACCOUNTS
  • Average Account Value
    $205,219
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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