Fred BergdollCRD Number: 1277329
Current Firm: Bergdoll Financial Advisors, LLC
Fred Bergdoll (CRD# 1277329) is an Investment Advisor Representative working at Bergdoll Financial Advisors, LLC in York, PA and has over 33 years of experience in the finance industry.
Thrivent Investment Management Inc.
Northwestern Mutual Investment Services,llc
Msi Financial Services, Inc.
|Bergdoll Financial Advisors, LLC||York, PA||Jun 2015 - Current||2|
|Ridgeway Conger Advisory Services||New Woodstock, NY||Oct 2011 - Current||6|
|Adirondack Trading Group, LLC||New Woodstock, NY||Oct 2011 - Current||6|
|Janney Montgomery Scott LLC||Philadelphia, PA||Aug 2005 - Oct 2011||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1984|
|S65||NASAA Investment Advisors Law Examination||Jun 1999|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
- Regulatory Event
Total Assets Under Management13MILLIONS
Total Number of Accounts53ACCOUNTS
Average Account Value$245,283
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)