David Smith, financial advisor Yorktown VA
93 score

David Smith

CRD Number: 1912242
Current Firm: Cetera Investment Advisers LLC

David Smith (CRD# 1912242) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Yorktown, VA and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Investment Advisers LLC Yorktown, VA Jan 2014 - Current 2
Cetera Investment Services LLC St. Cloud, MN Mar 2012 - Current 4
Langley Federal Credit Union Yorktown, VA Mar 2012 - Current 4
Lpl Financial Newport News, VA Dec 2010 - Mar 2012 1
Langley Federal Credit Union Yorktown, PA Mar 2000 - Dec 2010 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2000
S65 NASAA Investment Advisors Law Examination Jan 2001
S66 NASAA Uniform Combined State Law Examination Aug 2005
Contact Info for David M. Smith
Phone Number: 888-528-2987
Registered State(s):
  • VA
By the Numbers
  • Total Assets Under Management
    7,010
    MILLIONS
  • Total Number of Accounts
    26,660
    ACCOUNTS
  • Average Account Value
    $262,943
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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